FCMC Regulations regarding Due diligence and transaction monitoring of providers of payment services (available in Latvian)
Regulations No. 182
Adopted on 29.09.2020. Entered into force on 08.10.2020
FCMC Regulations regarding establishment and maintenance of credit institutions correspondent relations (available in Latvian)
Regulations No. 3
Adopted on 05.01.2021. Entered into force on 13.01.2021
Normative regulations for the establishment of a private pension fund governance system
Regulations No. 12
Adopted on 08.02.2022. Entered into force on 16.02.2022
Normative Regulations for the Establishment of the Internal Control System of Payment Institutions and Electronic Money Institutions
Regulations No. 29
Adopted on 31.03.2020. Entered into force on 08.04.2020
Normative Regulations for the Preparation of Requirements and Reports Regulating the Activities of a Payment Institution and an Electronic Money Institution
Regulations No. 244
Adopted on 22.12.2020. Entered into force on 12.01.2021
Procedure for the Submission of Information and Documents for the Assessment of Suitability of Officials of Credit Institutions
Regulations No. 201
Adopted on 27.10.2020. Entered into force on 05.11.2020
Procedures for the Submission of Information and Documents for Obtaining Insurance or Reinsurance Licences, Authorisation for Individual Insurer and Reinsurer Activities and Coordination Arrangements and Notification (in Latvian)
Regulations No. 179
Adopted on 29.09.2020. Entered into force on 08.10.2020
Recommendations on Operational Risk Management
Recommendations No. 125
Adopted on 28.07.2006. Entered into force on 03.08.2006
Regulation on Core Principles of the Remuneration Policy for the Managers of Investment Management Companies and Alternative Investment Funds (available in Latvian)
Regulations No. 154
Adopted on 15.09.2020. Entered into force on 26.09.2020
Regulation on Establishment of Governance system of Investment Firms
Regulations No. 212
Adopted on 06.12.2022. Entered into force on 01.05.2023
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