Luminor Bank AS Latvijas filiāle

Country of origin Latvia

Registration number 40203154352

Legal address Skanstes iela 12, Rīga, LV-1013

Licenses / Types of activities Valid from License No.

1. Taking deposits and other repayable funds Valid from 02.01.2019 License No. 01.03.14/497

2. Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting) Valid from 02.01.2019 License No. 01.03.14/497

1. Services enabling cash to be placed on a payment account as well as all the operations required for operating a payment account Valid from 02.01.2019 License No. 01.03.14/497

2. Services enabling cash withdrawals from a payment account as well as all the operations required for operating a payment account Valid from 02.01.2019 License No. 01.03.14/497

b) execution of payment transactions through a payment card or a similar device Valid from 02.01.2019 License No. 01.03.14/497

c) execution of credit transfers, including standing orders Valid from 02.01.2019 License No. 01.03.14/497

b) execution of payment transactions through a payment card or a similar device Valid from 02.01.2019 License No. 01.03.14/497

c) execution of credit transfers, including standing orders Valid from 02.01.2019 License No. 01.03.14/497

- Acquiring of payment transactions Valid from 02.01.2019 License No. 01.03.14/497

7. Payment initiation services Valid from 02.01.2019 License No. 01.03.14/497

8. Account information services Valid from 02.01.2019 License No. 01.03.14/497

6. Guarantees and commitments Valid from 02.01.2019 License No. 01.03.14/497

a) money market instruments (cheques, bills, certificates of deposit, etc.) Valid from 02.01.2019 License No. 01.03.14/497

b) foreign exchange Valid from 02.01.2019 License No. 01.03.14/497

d) exchange and interest-rate instruments Valid from 02.01.2019 License No. 01.03.14/497

e) transferable securities Valid from 02.01.2019 License No. 01.03.14/497

8. Participation in securities issues and the provision of services relating to such issues Valid from 02.01.2019 License No. 01.03.14/497

11. Portfolio management and advice Valid from 02.01.2019 License No. 01.03.14/497

12. Safekeeping and administration of securities Valid from 02.01.2019 License No. 01.03.14/497

1) Reception and transmission of orders in relation to one or more financial instruments Valid from 02.01.2019 License No. 01.03.14/497

2) Execution of orders on behalf of clients Valid from 02.01.2019 License No. 01.03.14/497

3) Dealing on own account Valid from 02.01.2019 License No. 01.03.14/497

4) Portfolio management Valid from 02.01.2019 License No. 01.03.14/497

7) Placing of financial instruments without a firm commitment basis Valid from 02.01.2019 License No. 01.03.14/497

1) Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding providing and maintaining securities accounts at the top tier level (‘central maintenance service’) referred to in point (2) of Section A of the Annex to the Regulation (EU) No 909/2014 Valid from 02.01.2019 License No. 01.03.14/497

4) Foreign exchange services where these are connected to the provision of investment services Valid from 02.01.2019 License No. 01.03.14/497

6) Services related to underwriting Valid from 02.01.2019 License No. 01.03.14/497

7) Investment services and activities as well as ancillary services of the type included under Part 4 or Part 5 of Section 3 of Financial Instrument Market Law related to the underlying of the derivatives included under Points 5, 6, 7 and 10 of Part 2 of Section3 of Financial Instrument Market Law where these are connected to the provision of investment or ancillary services Valid from 02.01.2019 License No. 01.03.14/497