Topic
Latvijas Banka
Compensation disbursement schemes
Credit Register
Licensing
Payment and settlement systems
Monetary policy implementation
AML / CFT
Resolution
Cash circulation
Statistical reporting
Supervision
Target groups
Alternative investment fund managers
Insurance intermediaries
Insurers
Electronic money institutions
Financial vehicle corporations
Financial instrument market
Investment management companies
Crowdfunding service providers
Credit unions
Credit institutions
Payment institutions
Pension funds
Cash handlers
Currency exchange companies
Others
Type of legal act
Laws
Latvijas Banka regulations
FCMC regulations
Recomendations and guidelines
Explanations about the application of legal acts
Contracts
Directly applicable EU legal acts
Document issue status
CEBS Guidelines on the management of concentration risk under the supervisory review process (GL31) CEBS Guidelines Adopted on 02.09.2010. Entered into force on 02.09.2010
Covered Bonds Law Adopted on 27.05.2021. Entered into force on 23.06.2021
Credit Institution Law Adopted on 05.10.1995. Entered into force on 24.10.1995
Deposit Guarantee Law Adopted on 04.06.2015. Entered into force on 01.07.2015
FCMC Regulations regarding Due diligence and transaction monitoring of providers of payment services (available in Latvian) Regulations No. 182 Adopted on 29.09.2020. Entered into force on 08.10.2020
FCMC Regulations regarding establishment and maintenance of credit institutions correspondent relations (available in Latvian) Regulations No. 3 Adopted on 05.01.2021. Entered into force on 13.01.2021
Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements EVTI Guidelines Adopted on 12.04.2022. Entered into force on 12.04.2022
Guidelines on certain aspects of the MiFID II compliance function requirements EVTI Guidelines Adopted on 06.04.2021. Entered into force on 06.04.2021
Guidelines on certain aspects of the MiFID II suitability requirements EVTI Guidelines Adopted on 03.04.2023. Entered into force on 03.04.2023
Guidelines on complex debt instruments and structured deposits EVTI Guidelines Adopted on 04.02.2016. Entered into force on 04.02.2016