Topic
Latvijas Banka
Compensation disbursement schemes
Credit Register
Licensing
Payment and settlement systems
Monetary policy implementation
AML / CFT
Resolution
Cash circulation
Statistical reporting
Supervision
Target groups
Alternative investment fund managers
Insurance intermediaries
Insurers
Electronic money institutions
Financial vehicle corporations
Financial instrument market
Investment management companies
Crowdfunding service providers
Credit unions
Credit institutions
Crypto-assets
Payment institutions
Pension funds
Cash handlers
Currency exchange companies
Others
Type of legal act
Laws
Latvijas Banka regulations
FCMC regulations
Recomendations and guidelines
Explanations about the application of legal acts
Contracts
Directly applicable EU legal acts
Document issue status
Advertising Law Adopted on 20.12.1999. Entered into force on 24.01.2000
Law on crowdfunding services (available in Latvian) Adopted on 07.04.2022. Entered into force on 04.05.2022
Law on the Prevention of Money Laundering and Terrorism and Proliferation Financing Adopted on 17.07.2008. Entered into force on 13.08.2008
Recommendations for Credit Institutions and Financial Institutions to Establish and Research Politically Exposed Persons, their Family Members, and Closely-related Persons and to Monitor Transactions FCMC recommendations No. 55 Adopted on 06.04.2020. Entered into force on 06.04.2020
Recommendations for the Establishment of the Internal Control System for Anti-Money Laundering and Countering Terrorism and Proliferation Financing and Sanctions Risk Management, and for Customer Due Diligence Recommendations Adopted on 01.11.2024. Entered into force on 01.11.2024
Regulation on Acquiring or Increasing a Qualifying Holding in the Financial Institution Regulation No 241 Adopted on 22.05.2023. Entered into force on 24.05.2023
Regulation on Electronic Information Exchange with Latvijas Banka Regulation No 226 Adopted on 24.10.2022. Entered into force on 01.01.2023
Structure and Format to Be Used for Providing Statistical Data on the Credit Institutions' Credit Exposures and the Persons Involved Adopted on 13.06.2022. Entered into force on 01.01.2023
Regulation on the Amount of Payments by Financial Market Participants and the Procedure for Calculating and Making These Payments Regulation No 235 Adopted on 19.12.2022. Entered into force on 01.01.2023
Regulation on the procedure whereby a person submits and Latvijas Banka reviews a report on potential or actual violations of regulations governing the financial market (available in Latvian) Regulation No 337 Adopted on 11.11.2024. Entered into force on 15.11.2024