Topic
Latvijas Banka
Compensation disbursement schemes
Credit Register
Licensing
Payment and settlement systems
Monetary policy implementation
AML / CFT
Resolution
Cash circulation
Statistical reporting
Supervision
Target groups
Alternative investment fund managers
Insurance intermediaries
Insurers
Electronic money institutions
Financial vehicle corporations
Financial instrument market
Investment management companies
Crowdfunding service providers
Credit unions
Credit institutions
Payment institutions
Pension funds
Cash handlers
Currency exchange companies
Others
Type of legal act
Laws
Latvijas Banka regulations
FCMC regulations
Recomendations and guidelines
Explanations about the application of legal acts
Contracts
Directly applicable EU legal acts
Document issue status
Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements EVTI Guidelines Adopted on 12.04.2022. Entered into force on 12.04.2022
Guidelines for persons receiving market soundings EVTI Guidelines Adopted on 10.11.2016. Entered into force on 10.11.2016
Guidelines for reporting under EMIR EVTI Guidelines Adopted on 23.11.2023. Entered into force on 23.11.2023
Guidelines on certain aspects of the MiFID II compliance function requirements EVTI Guidelines Adopted on 06.04.2021. Entered into force on 06.04.2021
Guidelines on certain aspects of the MiFID II suitability requirements EVTI Guidelines Adopted on 03.04.2023. Entered into force on 03.04.2023
Guidelines on complex debt instruments and structured deposits EVTI Guidelines Adopted on 04.02.2016. Entered into force on 04.02.2016
Guidelines on MAR - information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives EVTI Guidelines Adopted on 17.01.2017. Entered into force on 17.01.2017
Guidelines on reporting under Articles 4 and 12 SFTR EVTI Guidelines Adopted on 29.03.2024. Entered into force on 29.03.2024
Guidelines on standard forms, formats and templates to apply for permission to operate a DLT Market Infrastructure ESMA Final Report Adopted on 15.12.2022. Entered into force on 15.12.2022
Guidelines on standardised procedures and messaging protocols used between investment firms and their professional clients under Article 6(2) of CSDR EVTI Guidelines Adopted on 06.04.2020. Entered into force on 06.04.2020