Topic
Latvijas Banka
Compensation disbursement schemes
Credit Register
Licensing
Payment and settlement systems
Monetary policy implementation
AML / CFT
Resolution
Cash circulation
Statistical reporting
Supervision
Target groups
Alternative investment fund managers
Insurance intermediaries
Insurers
Electronic money institutions
Financial vehicle corporations
Financial instrument market
Investment management companies
Crowdfunding service providers
Credit unions
Credit institutions
Payment institutions
Pension funds
Cash handlers
Currency exchange companies
Others
Type of legal act
Laws
Latvijas Banka regulations
FCMC regulations
Recomendations and guidelines
Explanations about the application of legal acts
Contracts
Directly applicable EU legal acts
Document issue status
FCMC Regulations regarding Due diligence and transaction monitoring of providers of payment services (available in Latvian) Regulations No. 182 Adopted on 29.09.2020. Entered into force on 08.10.2020
FCMC Regulations regarding establishment and maintenance of credit institutions correspondent relations (available in Latvian) Regulations No. 3 Adopted on 05.01.2021. Entered into force on 13.01.2021
Procedure for the Submission of Information and Documents for the Assessment of Suitability of Officials of Credit Institutions Regulations No. 201 Adopted on 27.10.2020. Entered into force on 05.11.2020
Fit and proper questionnaire Regulations No. 201 Adopted on 27.10.2020. Entered into force on 05.11.2020
Privacy statement. Assessment of the suitability of official Regulations No 201 Adopted on 27.10.2020. Entered into force on 05.11.2020
Annex 2. Privacy statement. Assessment of the suitability of official Regulations No. 201 Adopted on 27.10.2020. Entered into force on 05.11.2020
Recommendations on Operational Risk Management Recommendations No. 125 Adopted on 28.07.2006. Entered into force on 03.08.2006
Regulation on Establishment of the Internal Control System Regulation No. 227 Adopted on 01.12.2020. Entered into force on 10.12.2020
Regulation on Remuneration Policies and Practise (available in Latvian) Regulations No. 154 Adopted on 16.11.2021. Entered into force on 31.12.2021
Regulation on the Assessment of the Suitability of the Executive and Supervisory Board Members and Key Function Holders Regulations No. 94 Adopted on 14.07.2020. Entered into force on 23.07.2020
Regulation on the content of additional information to be included in the recovery plan and reporting procedure (available in Latvian) Adopted on 01.11.2022. Entered into force on 09.11.2022
Regulations on calculating the institution-specific countercyclical capital buffer rate Regulations No. 137 Adopted on 25.08.2020. Entered into force on 05.09.2020
Regulations on Establishment of the Capital and Liquidity Adequacy Assessment Process (Available in Latvian) Regulations No. 209 Adopted on 03.11.2020. Entered into force on 11.11.2020